• U.S. Court of Appeals, Second Circuit
  • 12-1723-cv
  • Before: Lynch, Chin, and Carney, C.JJ.
  • For Plaintiff: For Plaintiff-Appellee: Anne K. Small, Michael A. Conley, Jacob H. Stillman, on the brief, Allan A. Capute, Securities and Exchange Commission, Washington, D.C.
  • For Defendant: For Defendant-Appellant: Theodore V. Wells, Jr., Mark F. Pomerantz, Farrah R. Berse, on the brief, Roberto Finzi, Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York, NY.
Penalty Can Exceed Insider Trader's Own Profits, Circuit Says