• U.S. Court of Appeals, Second Circuit
  • 12-1680-cv
  • Before: Walker and Chin, CJ.J. and Restani, Judge.*
  • For Plaintiff: For Appellee: Michael A. Conley, John W. Avery, Susan S. McDonald, David Lisitza, on the brief, Benjamin L. Schiffrin, Securities and Exchange Commission, Washington, DC.
  • For Defendant: For Defendants-Appellants: Ivan B. Knauer, Matthew D. Foster, John C. Snodgrass, on the brief, Frank C. Razzano, Pepper Hamilton LLP, Washington, DC.
Management Company and Founder Are Found Liable for Securities Fraud