Second Circuit Addresses Standards for Officer and Director Bar Orders

, New York Law Journal


In their Corporate Securities Law column, Sarah S. Gold, a partner at at Proskauer Rose, and Richard L. Spinogatti, a senior counsel at the firm, write that the SEC attempted, unsuccessfully, to have the U.S. Court of Appeals for the Second Circuit equate the standards and analyses for the issuance of an order baring a defemdant from serving as a director of a publicly traded entity with those for issuance of an injunction.

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