Assessing the SEC's New 'Neither Admit Nor Deny' Policy

, New York Law Journal


Willkie Farr & Gallagher's Mei Lin Kwan-Gett, Alison Levine and Erin McLeod write: After several months under the SEC's new "neither admit nor deny" policy, the SEC has been fairly consistent about removing the language from its settlement papers when there is a parallel criminal action, but has dealt with the corresponding "admission" of facts in myriad ways.

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