• U.S. District Court, Southern District
  • 13-CV-1403
  • District Judge Vernon Broderick
  • For Plaintiff: Counsel for Plaintiff Securities and Exchange Commission: Polly A. Atkinson, Kimberly L. Frederick, Securities and Exchange Commission, Denver, Colorado.
  • For Defendant: Counsel for Defendant Vincent Puma: Scott J. Splittgerber, Michael F. Bachner, Bachner & Associates, New York, NY.
Defunct Firm's Owner Liable for $1.87 Million In Disgorgement, Interest in SEC Fraud Action

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