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Understanding Insurance Issues in Securities Arbitration and Mediation

, New York Law Journal


James Yellen, Barry R. Temkin and Atea Martin write: Insurance issues often influence the outcome of securities arbitrations and mediations, yet the workings of errors and omissions insurance is not fully understood by many lawyers, arbitrators and mediators. In fact, insurance information is generally not disclosable in securities arbitration, and is considered confidential information by many broker-dealers and insurance industry professionals.

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