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Home > Discipline for 'Private Conduct': Rationale and Recent Trends

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Discipline for 'Private Conduct': Rationale and Recent Trends

February 19, 2013

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Although COSAC believes there is some illegal conduct that does not reflect adversely on a lawyer's honesty, trustworthiness or fitness as a lawyer, there is an argument, as presented in the former EC, that even minor transgressions may tend to lessen public confidence in the legal profession and thereby draw into question a lawyer's fitness as a lawyer.

Thus, COSAC's 2011 Report concluded that it was "inappropriate for the Comment to take a bright-line position on an arguable question, particularly one that represents a significant shift from a former EC that is not supported by a change in the Rule," and that any change in ethical standards might "be better left to the guidance of ethics committees in particular fact situations."

The amended version of Comment [2] to Rule 8.4 now reads, in full, as follows:

[2] Many kinds of illegal conduct reflect adversely on fitness to practice law. Illegal conduct involving violence, dishonesty, fraud, breach of trust, or serious interference with the administration of justice is illustrative of conduct that reflects adversely on fitness to practice law. A pattern of repeated offenses, even ones of minor significance when considered separately, can indicate indifference to legal obligation.

6. In re Dear, 91 A.D.3d 111 (1st Dept. 2011) (six-month suspension).

7. In re Sibley, 61 A.D.3d 85 (4th Dept. 2009) (imposition of reciprocal discipline upon attorney suspended in Florida for three years).

8. Matter of Gurvey, —N.Y.S.2d—, 2012 WL 6013093 (1st Dept. 2012) (six-month suspension; although the court acknowledged that respondent was not acting as an attorney at the time of the subject misconduct, it affirmed that it has "disciplined attorneys for conduct that is 'both in and out of their profession so as to ensure the public's right to representation by attorneys who are worthy of trust'").

9. In re Solny, 96 A.D.3d 76 (1st Dept. 2012) (two-year suspension although respondent was not acting in his professional capacity as an attorney, but rather as the coexecutor of his uncle's will).

10. In re Bikman, 304 A.D.2d 162 (1st Dept. 2003) (18-month suspension; court noted that "[e]ven if respondent did not quite manage to commit criminal or common-law fraud, she surely was dishonest, she was deceitful and she did misrepresent," and "a lawyer's unethical conduct, even when it occurs outside the practice of law, is a proper concern of the Disciplinary Committee because it tends to reflect adversely on the legal profession as a whole").

11. Lieberman and Supple, supra note 1. Thus, in our view, for example, dishonesty in applying for a mortgage or financial aid will likely be subject to discipline, whereas marital infidelity—however one views it from a moral perspective­—falls within a zone of privacy that should be out of bounds for disciplinary agencies.

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Firms mentioned

    
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  • Professional Conduct
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  • Trusts and Estates
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