In their Securities Enforcement column, Neal E. Sullivan and Gerald J. Russello, partners at Bingham McCutchen, provide an overview of dark pools, how they operate, and how regulators, specifically the SEC and the Financial Industry Regulatory Authority, have dealt with and, perhaps more importantly, plan to deal with increased trading in dark pools.
'Dark Pool' Trading Is Not Shielded From Regulatory Spotlight
New York Law Journal
January 31, 2013
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