In her Securities Regulation column, Roberta S. Karmel. Centennial Professor and codirector of the Dennis J. Block Center for the Study of International Business Law at Brooklyn Law School, writes that the Securities and Exchange Commission has long adhered to a policy that preregistration offers to potential investors may improperly prime the market for a securities offering.
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Changes to the Gun Jumping Rules
New York Law Journal
October 18, 2012
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