In their Corporate and Securities Litigation column, Sarah S. Gold and Richard L. Spinogatti of Proskauer Rose discuss the Second Circuit's holding in 'SEC v. Apuzzo' and Joseph Apuzzo's petition for rehearing en banc, which argues that the court was not at liberty to change the long-settled proximate cause requirement for "substantial assistance."
Revisiting 'Apuzzo': Aiding and Abetting in Securities Fraud Cases
New York Law Journal
October 10, 2012
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